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JH

John P. Hewson

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CRD#: 5301626
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Pritchard Hewson, who also goes by John Pritchard Hewson, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2009. John had worked at 3 firms and has passed the Series 56, Series 44 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Pritchard Hewson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 5, 2013 - September 19, 2014

STUYVESANT TRADING GROUP, L.L.C.

BD
CRD#: 41718
NEW YORK, NY
Past

June 22, 2011 - June 28, 2013

ALEXANDRIA CAPITAL PARTNERS, L.P.

BD
CRD#: 154585
DOYLESTOWN, PA
Past

March 24, 2009 - May 18, 2010

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 56
Date: 8/18/2011
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 44
Date: 4/12/2010
PCX Market Maker Exam

Current Firm


ST
STUYVESANT TRADING GROUP, L.L.C.
STUYVESANT TRADING GROUP, L.L.C.

CRD#: 41718 / SEC#: , 8-49537

BD
Terminated by SEC on 03/23/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 06/06/1996
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
THALER, DANIEL THOMASMANAGING MEMBER2124303
WHITMAN, MICHAEL STUARTMANAGING MEMBER2479567
ROSENFELD, BENJAMIN ARONMANAGING MEMBER/CHIEF COMPLIANCE OFFICER2363022
ATTANASIO, ELIZABETH MARIEFINOP5325007

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STUYVESANT TRADING GROUP, L.L.C.

CRD#: 41718

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