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JH

John Hewson

CRD# 5301626·Registered 2009 - 2014
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Hewson, who also goes by John Pritchard Hewson, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2009 - 2014. John had worked at 3 firms and has passed the Series 56, Series 44 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Pritchard Hewson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

STUYVESANT TRADING GROUP, L.L.C.·CRD# 41718
BD
New York, NY
August 5, 2013 - September 19, 2014
ALEXANDRIA CAPITAL PARTNERS, L.P.·CRD# 154585
BD
Doylestown, PA
June 22, 2011 - June 28, 2013
GROUP ONE TRADING LLC·CRD# 37484
BD
Chicago, IL
March 24, 2009 - May 18, 2010

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Current Firm

ST
STUYVESANT TRADING GROUP, L.L.C.

STUYVESANT TRADING GROUP, L.L.C.

CRD#: 41718 / SEC#: 8-49537
BD
Terminated by SEC on 03/23/2018

Contact Information

Established

New York since 06/06/1996

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
THALER, DANIEL THOMASMANAGING MEMBER2124303
WHITMAN, MICHAEL STUARTMANAGING MEMBER2479567
ROSENFELD, BENJAMIN ARONMANAGING MEMBER/CHIEF COMPLIANCE OFFICER2363022
ATTANASIO, ELIZABETH MARIEFINOP5325007

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 56 — Proprietary Trader Qualification Examination

Passed Aug 2011

Series 44 — PCX Market Maker Exam

Passed Apr 2010

Series 24 — General Securities Principal Examination

Passed Dec 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JH
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