Logan D. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Logan David Clark, who also goes by Dave Clark, L. David Clark, was a registered financial professional .
Logan is a previously registered financial professional and started their career in finance in 2007. Logan had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - September 23, 2016
LEGEND ADVISORY, LLC
January 30, 2012 - September 23, 2016
LEGEND EQUITIES CORPORATION
July 7, 2010 - December 23, 2011
LIGHTHOUSE CAPITAL CORPORATION
February 3, 2009 - June 15, 2010
CETERA WEALTH SERVICES, LLC
October 23, 2008 - June 15, 2010
CETERA WEALTH SERVICES, LLC
July 9, 2007 - November 7, 2008
FINANCIAL LEADERSHIP ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
