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Logan David Clark

CRD# 5301351·Registered 2007 - 2016
Previously Registered: Being a previously registered professional could mean that Logan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Logan David Clark, who also goes by Dave Clark, L. David Clark, was a registered financial advisor. Logan was a previously registered financial professional and started their career in finance 2007 - 2016. Logan had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Clark, L. David Clark

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

LEGEND ADVISORY, LLC·CRD# 104761
RIA
San Dimas, CA
January 31, 2012 - September 23, 2016
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
San Dimas, CA
January 30, 2012 - September 23, 2016
LIGHTHOUSE CAPITAL CORPORATION·CRD# 41812
BD
Monterey, CA
July 7, 2010 - December 23, 2011
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Suite 155, CA
February 3, 2009 - June 15, 2010
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Suite 155, CA
October 23, 2008 - June 15, 2010
FINANCIAL LEADERSHIP ADVISORS, INC.·CRD# 139864
RIA
Valencia, CA
July 9, 2007 - November 7, 2008

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Current Firm

LA
LEGEND ADVISORY, LLC

FREEMARK INVESTMENT MANAGEMENT | THE LINCOLN INVESTMENT COMPANIES | THE LEGEND GROUP | LEGEND ADVISORY, LLC | LEGEND ADVISORY CORPORATION | LEGEND ADVISORY CORP | LEGEND ADVISORY

CRD#: 104761 / SEC#: 801-13887

Contact Information

Main Address

4600 East Park Drive Suite 300, Palm Beach Gardens, FL 33410-4258

Documents

Latest Form ADV

Part 2 Brochures

LEGEND ADVISORY, LLC FORM ADV PART 2A BROCHURE (3/29/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2008About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2007About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2008About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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