Jan P. Robillard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan P Robillard, who also goes by Jan Powell Pittman, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 2007. Jan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2020 - July 24, 2023
LIVE OAK PRIVATE WEALTH, LLC
June 22, 2017 - April 30, 2020
JOLLEY ASSET MANAGEMENT, LLC
January 1, 2008 - March 4, 2015
FIDELITY BROKERAGE SERVICES LLC
March 26, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
LIVE OAK PRIVATE WEALTH, LLC
CRD#: 297904 / SEC#: 801-113818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIVE OAK PRIVATE WEALTH, LLC
CRD#: 297904 / SEC#: 801-113818
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,086 |
| AUM (Assets Under Management) | $ 1,067,283,022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
