Patrick Q. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Quin Smith was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2007. Patrick had worked at 3 firms and has passed the Series 65, Series 63, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - December 27, 2016
SPECIALIZED PUBLIC FINANCE INC
April 13, 2010 - January 22, 2013
DAVENPORT & COMPANY LLC
June 7, 2007 - April 13, 2010
FIRST SOUTHWEST COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SPECIALIZED PUBLIC FINANCE INC
CRD#: 148951 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
