AS
Adam D. Sussman
BRAVIAS FINANCIAL
Iselin, NJ 08830
Some features on this profile are disabled
CRD#: 5300352
AS
Professional summary
Adam David Sussman, who also goes by Adam Sussman, is a registered financial advisor currently at BRAVIAS FINANCIAL located in Iselin, New Jersey.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 3 firms and has passed the Series 65, Series 63, Series 56 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Sussman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam David Sussman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2021 - Present
BRAVIAS FINANCIAL
Office #1: 33 Wood Avenue South 6th Floor, Iselin, NJ, 08830RIA
CRD#: 289589
Iselin, NJ
Past
March 6, 2014 - August 18, 2014
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
July 27, 2007 - November 20, 2008
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
TEANECK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRAVIAS FINANCIAL
BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (8/31/2023 Terminated)Florida
Registered Investment Advisory firm - (8/1/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New Mexico
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (8/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/1/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/27/2021)
IAR
New Jersey(6/29/2021)
IAR
Pennsylvania(8/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 56
Date: 3/6/2014
Proprietary Trader Qualification ExaminationGeneral Industry/Product Exam
Current Firm
BF
BRAVIAS FINANCIAL
BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (8/31/2023 Terminated)Florida
Registered Investment Advisory firm - (8/1/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New Mexico
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (8/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/1/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Wood Avenue South 6th Floor, Iselin, NJ, 08830
Mailing Address
Phone number
(732) 702-2600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 817 |
| AUM (Assets Under Management) | $ 180,966,145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
