DR
Daniel J. Roemerman
TRANSCE3ND LLC
BUDA, TX 78610
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CRD#: 5300140
DR
Professional summary
Daniel Joseph Roemerman is a registered financial advisor currently at TRANSCE3ND LLC located in Buda, Texas and REALTA EQUITIES, INC. located in St Peters, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NATIONAL BENEFITS GROUP LLC DBA GREENWAY FINANCIAL; NONINV RELATED; 1410 TRIAD CENTER DR ST PETERS, MO 63376; WWW.GREEENWAYSAVE.COM; OWNER; INSURANCE AGENCY; APPOINTED INSURANCE AGENT; start: 12/01/1989; 10-/+ HOURS PER WEEK DURING NORMAL TRADING HOURS. 2) PREMIER PROPERTY PARTNERS; NONINV RELATED; 1410 TRIAD CENTER DR ST PETERS, MO 63376; INVESTMENT PROPERTY; CO-OWNER; PROFITS ON SALES OF PROPERTY; start: 01/01/2001; 2 HOURS PER MONTH DURING NON-TRADING HOURS. 3) GREEENWAY ENERGY SOLUTIONS, 1410 TRIAD CENTER DRIVE ST PETERS, MO 63376; COMMERICIAL AND RESIDENTIAL SOLAR SYSTEMS; WWW.GREENWAYENERGYSOLUTIONS.COM; start: AUGUST 2022; OWNER AND CEO; OVERRIDE AND PERSONAL COMPENSATION FROM SALES OF SOLAR INSTALLATION SYSTEMS; 5-10 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS. 4) IM ENERGY; 1410 TRIAD CENTER DRIVE ST PETERS MO 63376; CHEWABLE ENERGY TABLET; SHAREHOLDER 100%, OWNER; MAY AIDE WITH OPERATIONS AND SALES, 1 HOURS PER MONTHS DURING NON-TRADING HOURS. 5) TRANSC3ND; 1410 TRIAD CENTER DRIVE ST PETERS, MO 63376; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISORY REPRESENTATIVE; COMPENSATION IN THE FORM OF FEES; 5-10 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Roemerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2024 - Present
TRANSCE3ND LLC
Office #1: 835 Main Street Building 200, Buda, TX 78610RIA
CRD#: 317745
BUDA, TX
Current
December 14, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1410 Triad Center Drive, St Peters, MO 63376BD
CRD#: 23769
St Peters, MO
Past
July 12, 2023 - December 21, 2023
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
St. Peters, MO
Past
September 8, 2015 - July 12, 2023
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
ST PETERS, MO
Past
September 1, 2015 - December 1, 2023
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
ST PETERS, MO
Past
March 11, 2009 - September 2, 2015
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ST PETERS, MO
Past
July 31, 2008 - September 2, 2015
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ST PETERS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/26/2023)
RR
California(8/6/2025)
RR
Illinois(1/3/2024)
RR
Missouri(12/26/2023)
IAR
Missouri(1/31/2024)
RR
Puerto Rico(1/18/2024)
RR
Texas(12/19/2023)
IAR
Texas(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
