TC
Tracy B. Coffman
COPPELL ADVISORY SOLUTIONS LLC
Austin, TX 78759
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CRD#: 5300051
TC
Professional summary
Tracy B Coffman is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Austin, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Austin, Texas.
Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Tracy has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fusion Capital Management d/b/a Tracy Coffman Financial. Investment related. At Registered Location. RIA. Investment Advisor. Start Date: 09/2022. 10 hrs/mo; 30 hrs during trading hours. Assist client on the AUM or charge an advisory fee to help manage the Assets Under Management investments 2) BNI. NO. 1502 RR 620 SOUTH, LAKEWAY, TX, 78734. BUSINESS NETWORKING. Director. Start Date: 10/2018. 12hrs/ month; all during trading hours. UPDATE LEADERSHIP TEAM WHEN NEEDED ON TEXAS SECRETARY OF STATE; 3) Fixed Insurance. Investment Related. At Registered Location. Fixed Insurance. Producer. Start Date: 09/2022. 10 hrs/mo; 30hrs during trading hours. Provided fixed insurance to prospects and clients 4) PKS Financial. Investment related. 80 State St., Albany, NY 12207. Investments. Registered Representative. Start Date: 09/2022. 10 hrs/mo; 30 hrs during trading. Providing securities 5) VFO-Austin. Investment related. At Registered Location. Form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction. Project leader. Start Date: 09/2022. 10 hrs/mo; 30 hrs during trading. Through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Tracy B Coffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2023 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 4131 Spicewood Springs Rd. Suite B-1, Austin, TX 78759RIA
CRD#: 156549
Austin, TX
Current
December 7, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4131 Spicewood Springs Blvd Bldg B-1, Austin, TX 78759BD
CRD#: 35747
Austin, TX
Past
November 26, 2012 - December 21, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
AUSTIN, TX
Past
November 2, 2012 - December 21, 2022
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
AUSTIN, TX
Past
October 27, 2010 - November 21, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUSTIN, TX
Past
October 27, 2010 - November 21, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Past
October 11, 2007 - October 28, 2010
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
AUSTIN, TX
Past
May 16, 2007 - October 28, 2010
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/7/2022)
RR
Colorado(12/7/2022)
RR
Florida(12/7/2022)
RR
Kansas(12/7/2022)
RR
New Hampshire(12/7/2022)
RR
Texas(12/7/2022)
IAR
Texas(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
