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Casey R. Nelson

CLARENDON INSURANCE AGENCY
Zionsville, IN 46077
Some features on this profile are disabled
CRD#: 5299934
CN

Professional summary


Casey Ray Nelson is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Zionsville, Indiana.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2007. Casey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Casey Ray Nelson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 25, 2025 - Present

CLARENDON INSURANCE AGENCY, INC.

Office #1: 10555 Group 1001 Way, Zionsville, IN 46077
BD
CRD#: 7395
Zionsville, IN
Past

April 1, 2020 - February 28, 2025

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

August 16, 2019 - March 13, 2020

EDWARD JONES

RIA
CRD#: 250
NOBLESVILLE, IN
Past

August 16, 2019 - March 13, 2020

EDWARD JONES

BD
CRD#: 250
NOBLESVILLE, IN
Past

January 2, 2018 - August 2, 2019

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
INDIANAPOLIS, IN
Past

March 22, 2017 - August 2, 2019

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
INDIANAPOLIS, IN
Past

May 25, 2007 - January 27, 2017

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/25/2025)
RR
Indiana
(3/25/2025)
RR
Kentucky
(3/25/2025)
RR
Maine
(3/25/2025)
RR
Massachusetts
(3/25/2025)
RR
Michigan
(3/25/2025)
RR
New Hampshire
(3/25/2025)
RR
Ohio
(3/26/2025)
RR
Pennsylvania
(3/25/2025)
RR
Vermont
(3/25/2025)
RR
West Virginia
(3/25/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CLARENDON INSURANCE AGENCY, INC.
CLARENDON INSURANCE AGENCY, INC. | GEORGE E. MADEN | EMAC TRADING LLC

CRD#: 7395 / SEC#: , 8-21590

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
230 3rd Ave 6th Floor, Waltham, MA 02451
Mailing Address
230 3rd Ave 6th Floor, Waltham, MA 02451
Phone number
(781) 790-8600
Established
Massachusetts since 03/04/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
DELAWARE LIFE INSURANCE COMPANYSOLE SHAREHOLDER
BLOOM, MICHAEL SCOTTDIRECTOR & SECRETARY5200070
CAREY, ELIZABETHCHIEF COMPLIANCE OFFICER4889080
JOSEPH, JAMESFINANCIAL AND OPERATIONS PRINCIPAL6576566
LAKE, COLIN CPRESIDENT AND DIRECTOR2717313
WANG, FANG LINDADIRECTOR7675208

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLARENDON INSURANCE AGENCY, INC.

CRD#: 7395Zionsville, IN 46077

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