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MM

Mark G. Mctigue

IA GLOBAL CAPITAL LLC
NEW YORK CITY, NY 10178
Some features on this profile are disabled
CRD#: 5299551
MM

Professional summary

Mark G Mctigue is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York City, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark G Mctigue's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2011 - Present

IA GLOBAL CAPITAL LLC

Office #1: 101 Park Avenue 38th Floor, New York City, NY 10178
BD
CRD#: 129802
NEW YORK CITY, NY
Past

May 15, 2007 - June 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/27/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IA GLOBAL CAPITAL LLC
IA GLOBAL CAPITAL LLC | INNOVATION ADVISORS LLC

CRD#: 129802 / SEC#: , 8-66255

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
101 Park Avenue 38th Floor, New York City, NY 10178
Mailing Address
244 Madison Avenue #385, New York City, NY 10016
Phone number
(212) 710-5302
Established
New York since 06/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IA GLOBAL CAPITAL HOLDING LLCOWNER
FRIEDFELD GEBAIDE, ERIC FOSTERMANAGER2801908
FRIEDFELDGEBAIDE, ERIC FOSTERCHIEF COMPLIANCE OFFICER2801908
MACK, ALEXANDER HERBERTFINANCIAL AND OPERATIONS PRINCIPAL, CFO, PRINCIPAL4805607

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IA GLOBAL CAPITAL LLC

CRD#: 129802New York City, NY 10178

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