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JM

Jason F. Miller

ASSETMARK
Encino, CA 91436
Some features on this profile are disabled
CRD#: 5299535
JM

Professional summary

Jason F. Miller, who also goes by Jason F Miller, Jason Fredrick Miller, Jason Miller, is a registered financial advisor currently at ASSETMARK, INC. located in Encino, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason F Miller | Jason Fredrick Miller | Jason Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AssetMark Financial INC., 1655 GRANT STREET #10 FLOOR, CONCORD, CA 94520 , INVESTMENT RELATED (YES)/INVESTMENT ADVISOR, EMPLOYEE, START DATE 08/2013, HRS MONTHLY & DURING TRADING 160, ROLE IS INVESTMENT ANALYST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason F. Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2012 - Present

ASSETMARK, INC.

Office #1: 16633 Ventura Blvd Suite 930, Encino, CA 91436
RIA
CRD#: 109018
Encino, CA
Past

August 15, 2014 - April 16, 2018

ASSETMARK BROKERAGE, LLC

BD
CRD#: 169804
Encino, CA
Past

February 18, 2014 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

October 3, 2012 - November 19, 2013

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

September 15, 2010 - September 13, 2012

WEDBUSH SECURITIES INC.

BD
CRD#: 877
LOS ANGELES, CA
Past

September 14, 2010 - September 13, 2012

WEDBUSH SECURITIES INC.

RIA
CRD#: 877
LOS ANGELES, CA
Past

October 23, 2007 - December 31, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

July 9, 2007 - December 31, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES

CRD#: 109018 / SEC#: 801-56323

RIA
Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/5/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/16/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2007
General Securities Representative Examination

Current Firm

AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES

CRD#: 109018 / SEC#: 801-56323

RIA
Registered Investment Advisory firm - (3/8/1999 Approved)
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Contact information

Main Address
1655 Grant Street 10th Floor, Concord, CA 94520-2445
Mailing Address
Phone number
(800) 664-5345
Established
Firm type
Fiscal year end
# of Employees
735

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)
REFERRAL DISCLOSURE BROCHURE (11/17/2025)
PLATFORM DISCLOSURE BROCHURE (11/17/2025)
BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)
ASSETMARK, INC. PART 2A (11/17/2025)
EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)
EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts410,749
AUM (Assets Under Management)$ 77,412,781,198

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/29/2025
Cover Page
Report
12/19/2024
Cover Page
Report
08/23/2024
Cover Page
Report
12/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSETMARK, INC.

CRD#: 109018Encino, CA 91436

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