JB
James D. Bratcher
FINANCIAL MANAGEMENT ADVISORS
Tullahoma, TN 37388
Some features on this profile are disabled
CRD#: 5299395
JB
Professional summary
James Dietzen Bratcher III, who also goes by Jim Bratcher, Jimmy Bratcher, is a registered financial advisor currently at FINANCIAL MANAGEMENT ADVISORS, INC. located in Tullahoma, Tennessee and SILVER OAK SECURITIES, INCORPORATED located in Tullahoma, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Bratcher | Jimmy Bratcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FINANCIAL MANAGEMENT ADVISORS, INC. - 115 N. JACKSON ST, TULLAHOMA, TN - PRIV CORP - INSURANCE AGENT/INVESTMENT ADVISOR REP - 1/1/2007 - 24 HR/MO/TRD HRS - SALES AND SERVICE OF INS., THE ONGOING MANAGEMENT OF CLIENT ACCOUNTS - INVESTMENT RELATED 2) Tullahoma Area Baseball DBA Tullahoma Cal Ripken League,Is Not Investment Related,"PO Box 294, , Tullahoma, TN, 37388, United States",youth sports league,president,10/21/2024,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,delgate duties to other directors in order to run a local youth baseball league.
CRS (Client Relationship Summary) - RIA
Click below to view James Dietzen Bratcher III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2007 - Present
FINANCIAL MANAGEMENT ADVISORS, INC.
Office #1: 115 N. Jackson Street, Tullahoma, TN 37388RIA
CRD#: 117442
Tullahoma, TN
Current
August 31, 2020 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 115 N Jackson St, Tullahoma, TN 37388RIA
BD
CRD#: 46947
Tullahoma, TN
Past
March 8, 2007 - August 29, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
TULLAHOMA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT ADVISORS, INC.
FINANCIAL MANAGEMENT ADVISORS, INC.
CRD#: 117442 / SEC#: 801-122762
RIA
Registered Investment Advisory firm - (11/29/2021 Approved)Louisiana
Registered Investment Advisory firm - (11/2/2020 Terminated)Tennessee
Registered Investment Advisory firm - (3/30/2022 Terminated)Virginia
Registered Investment Advisory firm - (12/24/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/31/2020)
RR
Arkansas(8/7/2025)
RR
California(2/19/2025)
RR
Florida(8/31/2020)
RR
Georgia(8/31/2020)
RR
North Carolina(8/31/2020)
IAR
Tennessee(5/11/2007)
RR
Tennessee(9/1/2020)
RR
Virginia(8/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT ADVISORS, INC.
FINANCIAL MANAGEMENT ADVISORS, INC.
CRD#: 117442 / SEC#: 801-122762
RIA
Registered Investment Advisory firm - (11/29/2021 Approved)Louisiana
Registered Investment Advisory firm - (11/2/2020 Terminated)Tennessee
Registered Investment Advisory firm - (3/30/2022 Terminated)Virginia
Registered Investment Advisory firm - (12/24/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 N. Jackson Street, Tullahoma, TN 37388
Mailing Address
Po Box 1914, Tullahoma, TN 37388
Phone number
(931) 455-0151
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 591 |
| AUM (Assets Under Management) | $ 132,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
