Thomas D. Meyer

CAROLINA WEALTH MANAGEMENT

Greenville, NC 27858

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CRD#: 5299318

Professional summary

Thomas Duffy Meyer, AIF®, who also goes by Thomas D Meyer, is a registered financial advisor currently at CAROLINA WEALTH MANAGEMENT, INC. located in Greenville, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas D Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Duffy Meyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 17, 2014 - Present

CAROLINA WEALTH MANAGEMENT, INC.

Office #1: 1706-a East Arlington Blvd., Greenville, NC 27858

RIA

CRD#: 131393

Greenville, NC

Past

October 29, 2008 - December 31, 2012

CAROLINA WEALTH MANAGEMENT, INC.

RIA

CRD#: 131393

GREENVILLE, NC

Past

October 9, 2007 - August 25, 2008

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PINEHURST, NC

Past

March 13, 2007 - August 25, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PINEHURST, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAROLINA WEALTH MANAGEMENT, INC.

CRD#: 131393 / SEC#: 801-63091

RIA

Registered Investment Advisory firm - (5/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/12/2007

General Securities Representative Examination

Current Firm

CAROLINA WEALTH MANAGEMENT, INC.

CRD#: 131393 / SEC#: 801-63091

RIA

Registered Investment Advisory firm - (5/7/2004 Approved)

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Contact information

Main Address

1706-a East Arlington Blvd., Greenville, NC 27858

Mailing Address

Phone number

(252) 439-1344

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM ADV PART 2 (2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,404
AUM (Assets Under Management)	$ 711,811,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas D. Meyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Duffy Meyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAROLINA WEALTH MANAGEMENT, INC.

CAROLINA WEALTH MANAGEMENT, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAROLINA WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2007

Series 7

Date: 3/12/2007

Current Firm

CAROLINA WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAROLINA WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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