Jamie L. Dent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Leigh Dent Ms., who also goes by Jamie Leigh Dent Ms, Jamie Leigh Dent Ms., Jamie Leigh Dent, was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 2008. Jamie had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - June 8, 2022
J.W. COLE FINANCIAL, INC.
January 22, 2013 - January 8, 2015
INVEST FINANCIAL CORPORATION
July 28, 2011 - July 13, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 8, 2011 - June 17, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 27, 2008 - November 5, 2010
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
