Timothy M. Buick

HARBOR CAPITAL ADVISORS

Fairfax Station, VA

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CRD#: 5298851

Professional summary

Timothy Michael Buick, who also goes by Timothy Buick, is a registered financial advisor currently at HARBOR CAPITAL ADVISORS, INC. located in Fairfax Station, Virginia and HARBOR FUNDS DISTRIBUTORS, INC. located in Paoli, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Buick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Buick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

HARBOR CAPITAL ADVISORS, INC.

RIA

CRD#: 113042

Fairfax Station, VA

Current

January 18, 2024 - Present

HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506

Paoli, PA

Past

April 20, 2023 - January 8, 2024

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

Fairfax Station, VA

Past

April 20, 2023 - January 8, 2024

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

June 24, 2021 - April 19, 2023

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

June 2, 2021 - April 19, 2023

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

May 11, 2017 - May 17, 2021

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

June 27, 2014 - April 6, 2017

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

April 10, 2013 - June 2, 2014

LOGAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108893

ARDMORE, PA

Past

April 10, 2013 - May 16, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

March 25, 2010 - March 28, 2013

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

March 23, 2010 - March 28, 2013

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

September 22, 2008 - April 1, 2010

LOGAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108893

ARDMORE, PA

Past

May 1, 2007 - March 19, 2010

VFINANCE INVESTMENTS, INC

CRD#: 44962

ARDMORE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR CAPITAL ADVISORS, INC.

BLADE CAPITAL ADVISORS, INC. | HARBOR CAPITAL ADVISORS, INC.

CRD#: 113042 / SEC#: 801-60367

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/18/2024)

Alaska
(1/18/2024)

Arizona
(1/18/2024)

Arkansas
(1/18/2024)

California
(1/18/2024)

Colorado
(1/18/2024)

Connecticut
(1/18/2024)

Delaware
(1/18/2024)

District of Columbia
(1/18/2024)

Florida
(1/18/2024)

Georgia
(1/18/2024)

Hawaii
(1/18/2024)

Idaho
(1/18/2024)

Illinois
(1/18/2024)

IAR

Illinois
(1/18/2024)

Indiana
(1/18/2024)

Iowa
(1/18/2024)

Kansas
(1/18/2024)

Kentucky
(1/18/2024)

Louisiana
(1/18/2024)

Maine
(1/18/2024)

Maryland
(1/18/2024)

Massachusetts
(1/18/2024)

Michigan
(1/18/2024)

Minnesota
(1/18/2024)

Mississippi
(1/18/2024)

Missouri
(1/18/2024)

Montana
(1/18/2024)

Nebraska
(1/18/2024)

Nevada
(1/18/2024)

New Hampshire
(1/18/2024)

New Jersey
(1/18/2024)

New Mexico
(1/18/2024)

New York
(1/18/2024)

North Carolina
(1/18/2024)

North Dakota
(1/18/2024)

Ohio
(1/18/2024)

Oklahoma
(1/18/2024)

Oregon
(1/18/2024)

Pennsylvania
(1/18/2024)

Puerto Rico
(1/18/2024)

Rhode Island
(1/18/2024)

South Carolina
(1/18/2024)

South Dakota
(1/18/2024)

Tennessee
(1/18/2024)

Texas
(1/18/2024)

Utah
(1/18/2024)

Vermont
(1/18/2024)

Virgin Islands
(1/18/2024)

Virginia
(1/18/2024)

Washington
(1/18/2024)

West Virginia
(1/18/2024)

Wisconsin
(1/18/2024)

Wyoming
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HARBOR CAPITAL ADVISORS, INC.

BLADE CAPITAL ADVISORS, INC. | HARBOR CAPITAL ADVISORS, INC.

CRD#: 113042 / SEC#: 801-60367

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

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Contact information

Main Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606-4302

Mailing Address

Phone number

(312) 443-4400

Established

Firm type

Fiscal year end

# of Employees

236

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV - 2025 PART 2A BROCHURE DTD 03-25-2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 64,793,443,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy M. Buick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Buick's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOR FUNDS DISTRIBUTORS, INC.

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CALAMOS FINANCIAL SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

LOGAN CAPITAL MANAGEMENT, INC.

QUASAR DISTRIBUTORS, LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

LOGAN CAPITAL MANAGEMENT, INC.

VFINANCE INVESTMENTS, INC

Primary Firm SEC Registration

HARBOR CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2021

Series 63

Date: 8/17/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2007

Series 24

Date: 12/23/2013

FINRA

Current Firm

HARBOR CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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