Qing Feng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Qing Feng, who also goes by Edlyn Feng, was a registered financial professional .
Qing is a previously registered financial professional and started their career in finance in 2007. Qing had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2013 - September 4, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 2, 2012 - November 8, 2013
EDLYN INVESTMENT, LLC
March 30, 2011 - November 2, 2011
SUNSET FINANCIAL SERVICES, INC.
March 30, 2011 - November 2, 2011
SUNSET FINANCIAL SERVICES, INC.
January 15, 2008 - March 17, 2011
MSI FINANCIAL SERVICES, INC.
August 23, 2007 - March 17, 2011
MSI FINANCIAL SERVICES, INC.
May 7, 2007 - July 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
April 19, 2007 - July 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
