Thomas L. Foushee

SCOFIELD & COMPANY

Fairlawn, OH 44333

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CRD#: 5297674

Professional summary

Thomas L Foushee, who also goes by Tom Foushee, is a registered financial advisor currently at SCOFIELD & COMPANY, LLC located in Fairlawn, Ohio and SILVER OAK SECURITIES, INCORPORATED located in Fairlawn, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 3 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Foushee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EDGETECH ANALYTICS - JANUARY 2007. 822 Kumbo Drive Suite 300 Fairlawn OH, 44333. 40 HOURS PER WEEK. PAID BY SALARY. INVESTMENT ANALYSIS SOFWARE. NOT SECURITIES RELATED. Foushee's Artisan Woods LLC, 1157 Ledgestone Dr., Wadsworth Ohio, 44281, Wood working Art's & Craft Business, Begin date 07/2018, Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas L Foushee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2008 - Present

SCOFIELD & COMPANY, LLC

Office #1: 822 Kumho Drive Suite 300, Fairlawn, OH 44333

RIA

CRD#: 105589

Fairlawn, OH

Current

July 31, 2009 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 822 Kumho Drive Suite 300, Fairlawn, OH 44333

RIA

CRD#: 46947

Fairlawn, OH

Past

March 13, 2007 - July 28, 2009

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(12/5/2008)

Ohio
(7/31/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SCOFIELD & COMPANY, LLC

SCOFIELD & CO | SCOFIELD ALAN WAYNE | SCOFIELD & COMPANY, LLC

CRD#: 105589 / SEC#: 801-26687

RIA

Registered Investment Advisory firm - (3/19/2012 Terminated)

Ohio

Registered Investment Advisory firm - (3/8/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

822 Kumho Drive Suite 300, Fairlawn, OH 44333

Mailing Address

Phone number

(330) 668-2616

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 95,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas L. Foushee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas L Foushee's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOFIELD & COMPANY, LLC

SILVER OAK SECURITIES, INCORPORATED

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2007

Series 24

Date: 1/7/2008

FINRA

Current Firm

SCOFIELD & COMPANY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOFIELD & COMPANY, LLC

TRUST BUT VERIFY

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