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DM

David C. Morgan

COMPASS CAPITAL
Braintree, MA 02184-8734
Some features on this profile are disabled
CRD#: 5297240
DM

Professional summary

David Charles Morgan, CFP® is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Braintree, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Morgan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

March 10, 2009 - Present

COMPASS CAPITAL CORPORATION

Office #1: 50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734
RIA
CRD#: 112323
Braintree, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMPASS CAPITAL CORPORATION
CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA
Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/10/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/9/2009
Uniform Investment Adviser Law Examination

Current Firm

CC
COMPASS CAPITAL CORPORATION
CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA
Registered Investment Advisory firm - (7/31/1984 Approved)
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Contact information

Main Address
50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734
Mailing Address
Phone number
(781) 535-6083
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts1,371
AUM (Assets Under Management)$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS CAPITAL CORPORATION

CRD#: 112323Braintree, MA 02184-8734

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