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KC

Keith Casiano

KEY CAPITAL MANAGEMENT
HENDERSONVILLE, TN 37075
Some features on this profile are disabled
CRD#: 5297044
KC
Keith CasianoKEY CAPITAL MANAGEMENT

Professional summary

Keith Casiano, who also goes by Keith A Casiano, Keith Andrew Casiano, is a registered financial advisor currently at KEY CAPITAL MANAGEMENT, INC. located in Hendersonville, Tennessee.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Keith has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Keith A Casiano | Keith Andrew Casiano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Casiano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2025 - Present

KEY CAPITAL MANAGEMENT, INC.

Office #1: 181 East Main St. Suite #7, Hendersonville, TN 37075
RIA
CRD#: 173773
HENDERSONVILLE, TN
Past

April 9, 2024 - November 13, 2025

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
NASHVILLE, TN
Past

March 29, 2024 - November 13, 2025

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

August 12, 2021 - May 4, 2022

KAY QUINN FINANCIAL, LLC

RIA
CRD#: 123983
NASHVILLE, TN
Past

July 13, 2018 - January 29, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

December 13, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ALTAMONTE SPRINGS, FL
Past

July 20, 2015 - January 3, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ALTAMONTE SPRINGS, FL
Past

October 14, 2013 - June 27, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KEY CAPITAL MANAGEMENT, INC.
KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D

CRD#: 173773 / SEC#: 801-126114

RIA
Registered Investment Advisory firm - (7/15/2022 Approved)
Louisiana
Registered Investment Advisory firm - (11/1/2022 Terminated)
Tennessee
Registered Investment Advisory firm - (8/2/2022 Terminated)
Texas
Registered Investment Advisory firm - (10/26/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(11/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/23/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/9/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2013
General Securities Representative Examination

Current Firm

KC
KEY CAPITAL MANAGEMENT, INC.
KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D

CRD#: 173773 / SEC#: 801-126114

RIA
Registered Investment Advisory firm - (7/15/2022 Approved)
Louisiana
Registered Investment Advisory firm - (11/1/2022 Terminated)
Tennessee
Registered Investment Advisory firm - (8/2/2022 Terminated)
Texas
Registered Investment Advisory firm - (10/26/2022 Terminated)
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Contact information

Main Address
181 East Main St. Suite #7, Hendersonville, TN 37075
Mailing Address
Phone number
(615) 826-5749
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (2/9/2026)
ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts2,324
AUM (Assets Under Management)$ 392,952,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEY CAPITAL MANAGEMENT, INC.

CRD#: 173773Hendersonville, TN 37075

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