KC
Keith A. Casiano
EMPOWER ADVISORY GROUP
NASHVILLE, TN
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CRD#: 5297044
KC
Professional summary
Keith Andrew Casiano, who also goes by Keith A Casiano, Keith Andrew Casiano, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Nashville, Tennessee and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Keith has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith A Casiano | Keith Andrew Casiano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 45092 | Org Name:Keith Casiano | Org Addr:Nashville,TN, US | Nature of Bus:Individual commission art | Invst Rel:N | Title:artist and designer | Duties:I will design and build commissionable art pieces | Start Dt:08/12/2016 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Keith Andrew Casiano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
NASHVILLE, TN
Current
March 29, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
August 12, 2021 - May 4, 2022
KAY QUINN FINANCIAL, LLC
RIA
CRD#: 123983
NASHVILLE, TN
Past
July 13, 2018 - January 29, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
December 13, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ALTAMONTE SPRINGS, FL
Past
July 20, 2015 - January 3, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
ALTAMONTE SPRINGS, FL
Past
October 14, 2013 - June 27, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2024)
RR
Alaska(4/9/2024)
RR
Arizona(4/9/2024)
RR
Arkansas(4/9/2024)
RR
California(4/9/2024)
RR
Connecticut(4/9/2024)
RR
Delaware(4/9/2024)
RR
Georgia(4/9/2024)
RR
Hawaii(4/9/2024)
RR
Idaho(4/9/2024)
RR
Illinois(4/9/2024)
RR
Indiana(4/9/2024)
RR
Iowa(4/9/2024)
RR
Kansas(4/9/2024)
RR
Kentucky(4/9/2024)
RR
Maine(4/9/2024)
RR
Massachusetts(4/9/2024)
RR
Michigan(4/9/2024)
RR
Minnesota(4/9/2024)
RR
Mississippi(4/9/2024)
RR
Missouri(4/9/2024)
RR
Montana(4/9/2024)
RR
Nebraska(4/9/2024)
RR
Nevada(4/9/2024)
RR
New Hampshire(4/9/2024)
RR
New Jersey(4/9/2024)
RR
New Mexico(4/9/2024)
RR
New York(4/9/2024)
RR
North Carolina(4/9/2024)
RR
North Dakota(4/9/2024)
RR
Oklahoma(4/9/2024)
RR
Oregon(4/9/2024)
RR
Pennsylvania(4/9/2024)
RR
Rhode Island(4/9/2024)
RR
South Carolina(4/9/2024)
RR
South Dakota(4/9/2024)
IAR
Tennessee(4/9/2024)
RR
Tennessee(4/10/2024)
RR
Texas(4/9/2024)
RR
Utah(4/9/2024)
RR
Vermont(4/9/2024)
RR
Virginia(4/9/2024)
RR
Washington(4/9/2024)
RR
West Virginia(4/9/2024)
RR
Wisconsin(4/9/2024)
RR
Wyoming(4/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
