Daniel E. Johnson

EMERSON JAMES ADVISORS LLC

Crofton, MD

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CRD#: 5297027

Professional summary

Daniel Emerson Johnson is a registered financial advisor currently at EMERSON JAMES ADVISORS LLC located in Crofton, Maryland.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Dan Johnson, Sole Proprietor; Insurance Sales; investment related; Manchester, MD 21102; Owner; start: 10/2020; 15 Hours/Month (15 during market hours); advise clients in securing various insurance products: Traditional Life, Health, Disability, LTC, and Fixed Annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Emerson Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2020 - Present

EMERSON JAMES ADVISORS LLC

RIA

CRD#: 307226

Crofton, MD

Past

May 31, 2017 - December 31, 2020

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

MANCHESTER, MD

Past

February 16, 2017 - December 31, 2020

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Manchester, MD

Past

February 19, 2008 - January 30, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/20/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/18/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EMERSON JAMES ADVISORS LLC

CRD#: 307226 / SEC#:

Maryland

Registered Investment Advisory firm - (11/23/2020 Approved)

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Contact information

Main Address

Crofton, MD

Mailing Address

2306 Nantucket Drive, Crofton, MD 21114

Phone number

(410) 656-1328

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 7,693,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel E. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Emerson Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON JAMES ADVISORS LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2017

Series 63

Date: 6/20/2008

SIE

Date: 10/1/2018

Series 6

Date: 2/18/2008

Current Firm

EMERSON JAMES ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMERSON JAMES ADVISORS LLC

TRUST BUT VERIFY

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