Benjamin C. Grenier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Charles Grenier was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2007. Benjamin had worked at 2 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2020 - November 14, 2022
SSY FINANCE LLC
April 18, 2007 - June 3, 2019
DVB CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
SSY FINANCE LLC
CRD#: 307109 / SEC#: , 8-70473
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SSY FINANCE LLP | MEMBER | |
| SAKOL, DANIEL SCOTT | OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | 2813237 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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