Heynerg A. Rivas
Professional summary
Heynerg Alejandro Rivas, who also goes by Alex Rivas, Heynerg Alejandro Rivas, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Heynerg is registered as a RR (Registered Representative) and started their career in finance in 2010. Heynerg has worked at 4 firms and has passed the Series 63, Series 99TO, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heynerg Alejandro Rivas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008November 29, 2022 - November 19, 2024
TRUMID FINANCIAL LLC
October 1, 2014 - November 10, 2022
TRADITION SECURITIES AND DERIVATIVES LLC
August 27, 2012 - September 29, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
October 14, 2010 - October 1, 2014
STANDARD CREDIT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
Exams
Series 99TO
Date: 7/16/2024
Operations Professional ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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