Rick B. Bell

CREW CAPITAL MANAGEMENT, LTD.

Cincinnati, OH 45202

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CRD#: 5296037

Professional summary

Rick B Bell, who also goes by Rick B Bell, is a registered financial advisor currently at CREW CAPITAL MANAGEMENT, LTD. located in Cincinnati, Ohio and F/M INVESTMENTS LLC located in Cincinnati, Ohio.

Rick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Rick has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick B Bell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

F/m Investments, LLC - Vice President of Intermediary Sales, Investment Adviser Representative. Mr. Bell spends 75-80% of his time working for F/m Investments, LLC, d/b/a Genoa Asset Management, where he meets with financial professionals at other firms who wish to allocate to Genoa's SMA and UMA strategies. Crew Capital Management, Ltd. - Mr. Bell spends the other 15-20% of his time as a Senior Investment Advisor at Crew Capital, where he provides financial planning, performs client service functions and makes asset allocation recommendations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rick B Bell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2020 - Present

CREW CAPITAL MANAGEMENT, LTD.

Office #1: 700 Walnut Street Suite 600, Cincinnati, OH 45202Office #2: 31 Innovation Alley Suite G, Covington, KY 41011

RIA

CRD#: 125402

Cincinnati, OH

Current

August 28, 2020 - Present

F/M INVESTMENTS LLC

RIA

CRD#: 304405

Cincinnati, OH

Current

June 6, 2024 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

August 21, 2023 - June 5, 2024

F/M DISTRIBUTORS, LLC

CRD#: 324026

BOSTON, MA

Past

June 25, 2021 - August 17, 2023

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

July 16, 2020 - July 16, 2020

F/M INVESTMENTS LLC

RIA

CRD#: 304405

Cincinnati, OH

Past

December 18, 2009 - August 26, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA

CRD#: 25440

CINCINNATI, OH

Past

March 9, 2007 - June 22, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

CRD#: 25440

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(7/22/2020)

Ohio
(6/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

3050 K. St Nw Suite 201, Washington, DC 20007

Mailing Address

Phone number

(202) 839-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMI FORM ADV PART 2A 03.31.2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,480
AUM (Assets Under Management)	$ 16,899,434,237

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rick B. Bell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rick B Bell's CRS (Customer Relationship Summary).

Certified licenses

Experience

F/M INVESTMENTS LLC

FNEX CAPITAL, LLC

F/M DISTRIBUTORS, LLC

FNEX CAPITAL, LLC

F/M INVESTMENTS LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

Primary Firm SEC Registration

F/M INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2009

Series 63

Date: 4/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2007

FINRA

Current Firm

F/M INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

F/M INVESTMENTS LLC

TRUST BUT VERIFY

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