Kevin W. Hocevar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin William Hocevar was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2007. Kevin had worked at 6 firms and has passed the Series 66, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2018 - December 22, 2022
NORTHCOAST RESEARCH PARTNERS, LLC
May 6, 2011 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
May 6, 2011 - February 2, 2018
NORTHCOAST RESEARCH PARTNERS, LLC
May 12, 2009 - April 29, 2011
KEYBANC CAPITAL MARKETS INC.
May 19, 2008 - March 4, 2009
VALIC FINANCIAL ADVISORS, INC.
May 16, 2008 - March 4, 2009
VALIC FINANCIAL ADVISORS, INC.
June 20, 2007 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
June 7, 2007 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
February 28, 2007 - April 27, 2007
NATCITY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHCOAST RESEARCH PARTNERS, LLC
CRD#: 149109 / SEC#: , 8-68115
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
