Kyle B. Whittington
MELD FINANCIAL | President
Birmingham, AL 35243
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CRD#: 5295189
Professional summary
Kyle B Whittington, CFP® is a registered financial advisor currently at MELD FINANCIAL, INC. located in Birmingham, Alabama.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kyle has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Financial planning
Trading individual securities
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Leadership Vestavia Hills; not investment related; PO Box 660591,Birmingham,AL;community leadership organization; board member;2019;1 hr/month;1 hr during trading; review financials, strategize on annual classes & community activities 2) The Bloomston Firm, not investment-related. 1914 4th Ave. N. Ste. 100, Birmingham, AL 35203, Nature of business: Consultant, Position: Consultant. Start date-1/22/25, 10 hours spent per month; 1-2 hours per month-typically doing all activity outside of trading hours. Duties: Review financial docs and create opinion & report re: longevity reports for Lisa Sherer.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle B Whittington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 15, 2008 - Present
MELD FINANCIAL, INC.
Office #1: 3008 Pump House Rd., Birmingham, AL 35243RIA
CRD#: 118896
Birmingham, AL
Past
December 5, 2007 - October 6, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MELD FINANCIAL, INC.
BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES
CRD#: 118896 / SEC#: 801-62981
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Alabama
Registered Investment Advisory firm - (6/29/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/15/2008)
IAR
Texas(12/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MF
MELD FINANCIAL, INC.
BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES
CRD#: 118896 / SEC#: 801-62981
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Alabama
Registered Investment Advisory firm - (6/29/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3008 Pump House Rd., Birmingham, AL 35243
Mailing Address
P.o. Box 43626, Birmingham, AL 35243
Phone number
(205) 967-4200
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 689,572,507 |
Red Flags
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Company Information
MELD FINANCIAL, INC.
PresidentCRD#: 118896Birmingham, AL 35243TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
