Harmony M. Russo
Professional summary
Harmony Mcauliffe Russo, who also goes by Harmony Mae Mcauliffe, Harmony Mcauliffe Russo, is a registered financial professional currently at DAI SECURITIES, LLC located in Westlake Village, California.
Harmony is registered as a RR (Registered Representative) and started their career in finance in 2014. Harmony has worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harmony Mcauliffe Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
DAI SECURITIES, LLC
Office #1: 2660 Townsgate Rd #310, Westlake Village, CA 91361May 8, 2014 - September 5, 2023
CROWN CAPITAL SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
DAI SECURITIES, LLC
CRD#: 36673Westlake Village, CA 91361TRUST BUT VERIFY
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