Michael C. Cordak

OPTIMUM WEALTH MANAGEMENT

Woodstock, GA

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CRD#: 5294654

Professional summary

Michael Cary Cordak is a registered financial advisor currently at OPTIMUM WEALTH MANAGEMENT, LLC located in Woodstock, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AIRLINE PILOT FOR DELTA AIRLINES BASED IN ATLANTA, GA. NOT INVESTMENT-RELATED, STARTED IN JUNE 2006, APPROXIMATELY 80 HOURS PER MONTH, APPROXIMATELY HALF OF WHICH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Cary Cordak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2015 - Present

OPTIMUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 132422

Woodstock, GA

Past

June 12, 2007 - December 31, 2012

OPTIMUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 132422

WOODSTOCK, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2007

Uniform Investment Adviser Law Examination

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

MAGELLAN WEALTH MANAGEMENT, LLC | OPTIMUM WEALTH MANAGEMENT, LLC. | OPTIMUM WEALTH MANAGEMENT, LLC

CRD#: 132422 / SEC#: 801-63421

RIA

Registered Investment Advisory firm - (6/17/2015 Terminated)

Georgia

Registered Investment Advisory firm - (6/15/2015 Approved)

Texas

Registered Investment Advisory firm - (11/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Woodstock, GA

Mailing Address

Phone number

(678) 778-2694

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 62,596,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael C. Cordak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Cary Cordak's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMUM WEALTH MANAGEMENT, LLC

OPTIMUM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2007

Current Firm

OPTIMUM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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