Richard S. Hilow

STRAIGHT FORWARD WEALTH MANAGEMENT

ROCHESTER, NH 03867

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CRD#: 5294442

Professional summary

Richard Samuel Hilow is a registered financial advisor currently at STRAIGHT FORWARD WEALTH MANAGEMENT, LLC located in Rochester, New Hampshire and LPL FINANCIAL LLC located in Rochester, New Hampshire.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Samuel Hilow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2024 - Present

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

Office #1: 60 Rochester Hill Road Ste 1, Rochester, NH 03867

RIA

CRD#: 329055

ROCHESTER, NH

Current

May 29, 2012 - Present

LPL FINANCIAL LLC

Office #1: 60 Rochester Hill Road, Rochester, NH 03867

RIA

CRD#: 6413

Rochester, NH

Past

December 6, 2024 - January 13, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NH

Past

May 29, 2012 - December 3, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NH

Past

June 8, 2007 - June 1, 2012

EDWARD JONES

RIA

CRD#: 250

ROCHESTER, NH

Past

April 12, 2007 - June 1, 2012

EDWARD JONES

CRD#: 250

ROCHESTER, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/29/2012)

California
(12/23/2021)

Colorado
(10/8/2019)

Connecticut
(3/27/2019)

Florida
(2/19/2015)

IAR

Florida
(7/8/2024)

Maine
(5/29/2012)

IAR

Maine
(8/16/2024)

Massachusetts
(5/29/2012)

New Hampshire
(5/29/2012)

IAR

New Hampshire
(6/19/2024)

New Jersey
(2/8/2022)

New York
(1/13/2015)

Ohio
(4/12/2024)

Oregon
(10/21/2024)

Rhode Island
(1/29/2019)

South Carolina
(5/29/2012)

Texas
(8/4/2021)

Vermont
(11/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

CRD#: 329055 / SEC#:

Florida

Registered Investment Advisory firm - (7/8/2024 Approved)

Maine

Registered Investment Advisory firm - (8/16/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (6/19/2024 Approved)

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Contact information

Main Address

60 Rochester Hill Road Ste 1, Rochester, NH 03867

Mailing Address

Phone number

(603) 994-4569

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 33,336,163

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Richard S. Hilow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Samuel Hilow's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2007

Series 24

Date: 5/10/2007

FINRA

Current Firm

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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