Jeannette L. Thomas

HULSEY CAPITAL MANAGEMENT

Heber Springs, AR 72543

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CRD#: 5294409

Professional summary

Jeannette Lorraine Thomas, who also goes by Jeanette Lorraine Melton, Netta Lorraine Thomas, is a registered financial advisor currently at HULSEY CAPITAL MANAGEMENT, INC. located in Heber Springs, Arkansas.

Jeannette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeannette has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeanette Lorraine Melton | Netta Lorraine Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT;YES; 3029 RIVERBEND ROAD HEBER SPRINGS, AR 72543;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;01/29/2010;160;160;SALES OF FIXED INSURANCE; I DEVOTE 2 HOURS/MONTH, BUT AVERAGE NO HOURS PER MONTH DURING MARKET HOURS. I DO NOT FOCUS ON THIS BUSINESS AND KEEP MY LICENSE IN CASE I CAN HELP MY CURRENT CLIENTS WITH INSURANCE NEEDS. 2)BURTON EDDINGTON JR, CPA, INC; NOT INVESTMENT RELATED; 411 WEST SEARCY STREET, HEBER SPRINGS, AR 72543; ACCOUNTING, BOOKKEEPING, PLANNING SERVICES; I AM A 49% OWNER; 10/2019; MY TIME IN THIS BUSINESS IS SEASONAL; I OFFER MY HELP DURING TAX TIME FEBRUARY-APRIL OF EACH YEAR FOR APPROXIMATELY 10 HOURS PER MONTH;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeannette Lorraine Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2015 - Present

HULSEY CAPITAL MANAGEMENT, INC.

Office #1: 411 W Searcy Street, Heber Springs, AR 72543

RIA

CRD#: 116183

Heber Springs, AR

Past

April 6, 2010 - February 26, 2015

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HEBER SPRINGS, AR

Past

February 17, 2010 - February 26, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HEBER SPRINGS, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(12/14/2015)

IAR

Texas
(12/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2010

General Securities Representative Examination

Current Firm

HULSEY CAPITAL MANAGEMENT, INC.

CRD#: 116183 / SEC#: 801-69330

RIA

Registered Investment Advisory firm - (6/4/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (4/30/2012 Approved)

Louisiana

Registered Investment Advisory firm - (8/18/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/3/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

411 W Searcy Street, Heber Springs, AR 72543

Mailing Address

Phone number

(501) 362-1681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 109,032,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeannette L. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeannette Lorraine Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

HULSEY CAPITAL MANAGEMENT, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2010

SIE

Date: 2/26/2015

Series 7

Date: 2/16/2010

Current Firm

HULSEY CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HULSEY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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