KL
Ka Ki K. Leung
BEYOND FINANCIAL SERVICES
Fremont, CA 94539
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CRD#: 5294353
KL
Professional summary
Ka Ki Kenneth Leung, CFP®, who also goes by Ka Ki Leung, Kenneth Leung, is a registered financial advisor currently at BEYOND FINANCIAL SERVICES located in Fremont, California and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Fremont, California.
Ka Ki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ka Ki has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ka Ki Leung | Kenneth Leung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: 18419 Watters Dr, Castro Valley, CA, 94546, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 18419 Watters Dr, Castro Valley, CA, 94546, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/14/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of a rental property. (3)Name of Business: Beyond Financial Services Address: 39560 Stevenson Pl Ste 111, Fremont, CA, 94539-3074, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - President Investment Related: Yes Start Date: 01/16/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Independent RIA (4)Name of Business: Beyond Financial Services Address: 39560 Stevenson Pl Ste 111, Fremont, CA, 94539-3074, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2004 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Support company for RIA
CRS (Client Relationship Summary) - RIA
Click below to view Ka Ki Kenneth Leung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 19, 2017 - Present
BEYOND FINANCIAL SERVICES
Office #1: 39560 Stevenson Place Suite 111, Fremont, CA 94539RIA
CRD#: 286350
Fremont, CA
Current
October 14, 2010 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 39560 Stevenson Place Suite 111, Fremont, CA 94539Office #2: 724 Oak Grove Ave Suite #110, Menlo Park, CA 94025BD
CRD#: 6694
Fremont, CA
Past
March 30, 2011 - December 31, 2016
MILLAR FINANCIAL
RIA
CRD#: 136334
FREMONT, CA
Past
January 5, 2011 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FREMONT, CA
Past
May 17, 2007 - September 27, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEYOND FINANCIAL SERVICES
BEYOND FINANCIAL SERVICES | MILLAR FINANCIAL GROUP INC. | MILLAR FINANCIAL GROUP | LEUNG, KA KI KENNETH
CRD#: 286350 / SEC#: 801-108878
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2015)
RR
California(1/3/2011)
IAR
California(1/19/2017)
RR
Colorado(1/2/2015)
RR
Florida(1/2/2014)
RR
Idaho(1/2/2014)
RR
Illinois(1/21/2021)
RR
Maryland(9/25/2025)
RR
Missouri(11/18/2022)
RR
Nevada(11/9/2020)
RR
New York(1/2/2014)
RR
North Carolina(4/24/2017)
RR
Oregon(1/2/2014)
RR
Texas(1/2/2014)
IAR
Texas(1/19/2017)
RR
Washington(4/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BEYOND FINANCIAL SERVICES
BEYOND FINANCIAL SERVICES | MILLAR FINANCIAL GROUP INC. | MILLAR FINANCIAL GROUP | LEUNG, KA KI KENNETH
CRD#: 286350 / SEC#: 801-108878
RIA
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Contact information
Main Address
39560 Stevenson Place Suite 111, Fremont, CA 94539
Mailing Address
Phone number
(510) 792-9395
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 155,178,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
