RW
Robert W. Whitlach
THRIVENT INVESTMENT MANAGEMENT
Jensen Beach, FL 34957
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CRD#: 5294211
RW
Professional summary
Robert William Whitlach is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Jensen Beach, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NORAC LLC POSITION: Part Owner NATURE: This LLC holds real estate assets. The local Thrivent office is housed in one unit and the other units are rented out to other professional and commercial businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2017 ADDRESS: 367 NE Baker Rd, Stuart FM 34994, United States DESCRIPTION: My duties include general maintenance of the building, scheduling any contractors if repairs are needed, and advertising when rental units become vacant. PINEAPPLE CHALET, LLC POSITION: LLC Member NATURE: This LLC holds real estate assets. Offices and event rooms are rented to other processionals and commercial businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 3472 NE Savannah Rd, Jensen Beach FL 34957, United States DESCRIPTION: My duties include general maintenance of the building, scheduling any contractors, advertising when vacant, and creating lease documents. HELPING PEOPLE SUCCEED POSITION: Board Member NATURE: Helping People Succeed is a charity involved in both children and adult programs in our community. Several programs are focused on Healthy Families including newborn assistance and behavioral services. Their adult programs are primarily focused on special needs and employment. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 1601 NE Braille Pl, Jensen Beach FL 34957, United States DESCRIPTION: Oversee operations of the Charity including appointing directors and officers, entering into contracts leases in the execution of the mission. be an ambassador in the community. I am familiar with rules regarding investments including endowment and donations. I will abstain from being present during any vote for items related to these areas. Helping People Succeed have been notified of this and are understanding of the situation.
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Whitlach's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert William Whitlach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3472 Ne Savannah Rd, Jensen Beach, FL 34957RIA
BD
CRD#: 18387
Jensen Beach, FL
Current
August 15, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3472 Ne Savannah Rd, Jensen Beach, FL 34957RIA
BD
CRD#: 18387
Jensen Beach, FL
Past
May 1, 2008 - July 24, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
STUART, FL
Past
March 30, 2007 - July 24, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
STUART, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/16/2013)
IAR
Florida(10/11/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Jensen Beach, FL 34957TRUST BUT VERIFY
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