Chad H. Kobes

BRK WEALTH MANAGEMENT LLC

Lexington, KY

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CRD#: 5294207

Professional summary

Chad H Kobes is a registered financial advisor currently at BRK WEALTH MANAGEMENT LLC located in Lexington, Kentucky.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Chad has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I SERVE ON THE BLUEGRASS DIVISION OF THE MARCH OF DIMES BOARD AS BOARD CHAIR(207 EAST REYNOLDS RD, LEXINGTON, KY 40517) AS THE TREASURER/SECRETARY. I SPEND 5 HOURS OF THE MONTH TO THE MARCH OF DIMES AND ABOUT 2 OF THOSE HOURS ARE DURING TRADING HOURS. I WAS APPOINTED TO THE BOARD ON JANUARY, 2012. I HELP WITH THE BUDGET AND FIND OPPORTUNITES WITHIN THE COMMUNITY FOR LEADERSHIP AND DONATIONS. THERE ARE NO INVESTMENT RELATED ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad H Kobes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2023 - Present

BRK WEALTH MANAGEMENT LLC

RIA

CRD#: 325094

Lexington, KY

Past

June 12, 2018 - March 10, 2023

WALLACE HART CAPITAL MANAGEMENT

RIA

CRD#: 285981

LEXINGTON, KY

Past

October 23, 2013 - October 12, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEXINGTON, KY

Past

October 23, 2013 - October 12, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEXINGTON, KY

Past

July 22, 2013 - October 7, 2013

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

GEORGETOWN, KY

Past

August 2, 2012 - October 7, 2013

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

GEORGETOWN, KY

Past

April 23, 2009 - August 16, 2012

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LEXINGTON, KY

Past

March 7, 2007 - April 14, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRK WEALTH MANAGEMENT LLC

CRD#: 325094 / SEC#:

Kentucky

Registered Investment Advisory firm - (5/30/2023 Approved)

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Contact information

Main Address

Lexington, KY

Mailing Address

Phone number

(859) 321-7832

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 6,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad H. Kobes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad H Kobes's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLACE HART CAPITAL MANAGEMENT

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

FIFTH THIRD SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2013

Series 63

Date: 3/19/2007

SIE

Date: 10/12/2017

Series 7

Date: 1/10/2013

Series 6

Date: 3/5/2007

Current Firm

BRK WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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