Samantha H. Dubuque
Professional summary
Samantha Harrison Dubuque, who also goes by Samantha Lewis Harrison, is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.
Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Samantha has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, Series 99TO, SIE, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Harrison Dubuque's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2022 - Present
VESTOR CAPITAL, LLC
Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840November 13, 2012 - December 31, 2021
VESTOR CAPITAL, LLC
November 6, 2012 - May 29, 2020
VESTOR CAPITAL SECURITIES, LLC
December 20, 2010 - October 30, 2012
VESTOR CAPITAL PARTNERS, LLC
Primary Firm SEC Registration
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2022)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/22/2022
Operations Professional ExaminationCurrent Firm
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
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