Walter A. Romatowski

CASTELLAN FINANCIAL ADVISORS

NEWCASTLE, CA 95658

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CRD#: 5294108

Professional summary

Walter Anthony Romatowski, CFP® is a registered financial advisor currently at CASTELLAN FINANCIAL ADVISORS located in Newcastle, California.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Walter has worked at 1 firm and has passed the Series 65 exam.

Biography

Over 20 year background as a CFO for mid-sized companies. Passed CFP and CMA examinations.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Debt Management

Retirement Planning

Comprehensive Financial Planni...

Budgeting

Education Planning

Investment Planning

Estate Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Hourly

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Plan Investment Adv...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Anthony Romatowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 30, 2007 - Present

CASTELLAN FINANCIAL ADVISORS

Office #1: 9455 Bridge Creek Lane, Newcastle, CA 95658

RIA

CRD#: 143334

NEWCASTLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2006

Uniform Investment Adviser Law Examination

Current Firm

CASTELLAN FINANCIAL ADVISORS

CASTELLAN FINANCIAL ADVISORS | CASTELLAN WEALTH MANAGEMENT, INC.

CRD#: 143334 / SEC#:

California

Registered Investment Advisory firm - (4/30/2007 Approved)

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Contact information

Main Address

Newcastle, CA

Mailing Address

Phone number

(916) 316-5372

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 12,600,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Walter A. Romatowski

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Anthony Romatowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTELLAN FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2006

Current Firm

CASTELLAN FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASTELLAN FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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