Steven T. Wilkinson

MONARCH PLAN ADVISORS

SIMI VALLEY, CA 93063

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CRD#: 5294043

Professional summary

Steven T Wilkinson, who also goes by Steve Thomas Wilkinson, Steve Wilkinson, Steven Thomas Wilkinson, is a registered financial advisor currently at MONARCH PLAN ADVISORS located in Simi Valley, California and 3(38) INVESTMENT FIDUCIARIES located in Simi Valley, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Steven has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Thomas Wilkinson | Steve Wilkinson | Steven Thomas Wilkinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES [2] Non-investment-related personally-owned real estate rental income; 4466 Fort Worth Dr Simi Valley CA 93063; started 03/31/2021; de minimis hours devoted; primary duties include collecting rent payments. [3] (k)quote; Non-investment-related; 3355 Cochran St, Suite 101 Simi Valley CA 93063; technology company that offers independent and unaffiliated advisors and financial product sponsors the ability to request recordkeeper bids for their corporate retirement plan clients and prospective clients; CEO as of 08/2019; 25 hours per month; approximately 12 hours per month during securities trading hours; Role is to market (k)quote and help with the developers design the software.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven T Wilkinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2017 - Present

MONARCH PLAN ADVISORS

Office #1: 3355 Cochran Street Suite 101, Simi Valley, CA 93063

RIA

CRD#: 286612

SIMI VALLEY, CA

Current

October 8, 2018 - Present

3(38) INVESTMENT FIDUCIARIES

Office #1: 3355 Cochran Street Suite 101, Simi Valley, CA 93063

RIA

CRD#: 298053

SIMI VALLEY, CA

Past

August 25, 2014 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Simi Valley, CA

Past

August 25, 2014 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Simi Valley, CA

Past

May 29, 2013 - February 22, 2014

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

WOODLAND HILLS, CA

Past

July 23, 2010 - August 25, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

WESTLAKE VILLAGE, CA

Past

July 22, 2010 - August 25, 2014

FINANCIAL TELESIS INC

CRD#: 31012

WESTLAKE VILLAGE, CA

Past

August 12, 2008 - July 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WOODLAND HILLS, CA

Past

August 12, 2008 - July 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WOODLAND HILLS, CA

Past

April 9, 2007 - September 18, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SIMI VALLEY, CA

Past

April 2, 2007 - September 18, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SIMI VALLEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

3(38) INVESTMENT FIDUCIARIES

3(38) INVESTMENT FIDUCIARIES | 3(38) INVESTMENT FIDUCIARIES INC.

CRD#: 298053 / SEC#: 801-114078

RIA

Registered Investment Advisory firm - (10/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/12/2017)

IAR

Texas
(8/7/2019)

IAR

Texas
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2007

General Securities Representative Examination

Current Firm

3(38) INVESTMENT FIDUCIARIES

3(38) INVESTMENT FIDUCIARIES | 3(38) INVESTMENT FIDUCIARIES INC.

CRD#: 298053 / SEC#: 801-114078

RIA

Registered Investment Advisory firm - (10/1/2018 Approved)

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Contact information

Main Address

3355 Cochran Street Suite 101, Simi Valley, CA 93063

Mailing Address

Phone number

(818) 296-9529

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-06-16 3(38) INVESTMENT FIDUCIARIES FORM ADV PART 2A (6/16/2025)

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 842,588,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven T. Wilkinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven T Wilkinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

3(38) INVESTMENT FIDUCIARIES

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WEALTHSPIRE RETIREMENT ADVISORY

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

3(38) INVESTMENT FIDUCIARIES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2007

SIE

Date: 12/31/2017

Series 7

Date: 3/30/2007

Current Firm

3(38) INVESTMENT FIDUCIARIES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

3(38) INVESTMENT FIDUCIARIES

TRUST BUT VERIFY

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