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Anita J. Peca

PLATFORM WEALTH ADVISORS
GOLETA, CA 93117
Some features on this profile are disabled
CRD#: 5293661
AP

Professional summary

Anita J Peca, who also goes by Anita Diane Jorgensen, Anita D Jorgensen-peca, is a registered financial advisor currently at PLATFORM WEALTH ADVISORS located in Goleta, California.

Anita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Anita has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anita Diane Jorgensen | Anita D Jorgensen-Peca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Anita Peca Bookkeeping | Non-investment related | 610 Rockwood Drive | Santa Barbara, CA | 93103 |Bookkeeping |Bookkeeper / owner | 07/01/2017-Present | Devotes 10-12 hours per month, 0 of which are during securities trading hours | Duties include bank reconciliations and bookkeeping through Quickbooks 2) Sandpiper Consulting, Inc. dba Walpole Advisors | Non-investment related | 70 Santa Felicia Drive | Goleta, CA | 93117 | Accounting Firm | Principal & CPA | April 2024 - Present | Devotes approximately 80% of her time 4 days out of 5 days per week the majority of which are during securities trading hours | Duties include individual and trust tax preparation, tax planning, tax consulting, and tax return input.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anita J Peca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 9, 2024 - Present

PLATFORM WEALTH ADVISORS

Office #1: 70 Santa Felicia Drive, Goleta, CA 93117
RIA
CRD#: 329313
GOLETA, CA
Past

March 5, 2007 - April 2, 2024

WALPOLE FINANCIAL ADVISORS, LLC

RIA
CRD#: 135834
GOLETA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA
Registered Investment Advisory firm - (2/28/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2006
Uniform Investment Adviser Law Examination

Current Firm

PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA
Registered Investment Advisory firm - (2/28/2024 Approved)
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Contact information

Main Address
6510 S. Millrock Dr, Holladay, UT 84121
Mailing Address
Phone number
(385) 243-0553
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PLATFORM WEALTH ADVISORS FORM ADV PART 2A (6/3/2025)

Regulatory assets under management

Total Number of Accounts557
AUM (Assets Under Management)$ 328,607,632

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/13/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLATFORM WEALTH ADVISORS

CRD#: 329313Goleta, CA 93117

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