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DW

Daniel W. Williams

QUINCY WELLS CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5293652
DW

Professional summary

Daniel Wade Williams is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Wade Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

March 13, 2024 - March 26, 2026

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
Needham, MA
Past

July 21, 2021 - March 26, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Needham, MA
Past

October 7, 2013 - January 19, 2024

ACORN FINANCIAL ADVISORY SERVICES, INC.

RIA
CRD#: 116763
NEEDHAM, MA
Past

September 27, 2013 - July 23, 2021

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
NEEDHAM, MA
Past

September 22, 2011 - November 20, 2013

WELLFLEET WEALTH ADVISORS LLC

RIA
CRD#: 159059
NEEDHAM, MA
Past

February 15, 2008 - September 27, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
NEEDHAM, MA
Past

February 19, 2007 - September 27, 2011

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
NEEDHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/26/2026)
RR
Florida
(3/26/2026)
RR
Massachusetts
(3/27/2026)
RR
New York
(3/26/2026)
RR
Vermont
(3/26/2026)
RR
Virginia
(3/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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