Vera C. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vera Clark Baker, who also goes by Vera Ann Clark, Vera Ann Clark-baker, Vera Clark Sease, was a registered financial professional .
Vera is a previously registered financial professional and started their career in finance in 2008. Vera had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - December 31, 2014
VCB ADVISORS, LLC
January 2, 2009 - December 15, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 2, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 25, 2008 - March 1, 2010
KEMPLE CAPITAL, LLC
March 3, 2008 - December 15, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VCB ADVISORS, LLC
CRD#: 154781 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
