Marc A. Rieffel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Alexis Rieffel was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2007. Marc had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 57, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - December 8, 2021
INTELLIGENT CROSS LLC
June 23, 2016 - July 5, 2017
SUMMIT SECURITIES GROUP LLC
March 15, 2007 - June 21, 2011
MILLENCO LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/2/2022
General Securities Representative ExaminationSeries 55
Date: 5/15/2007
Limited Representative-Equity Trader ExamCurrent Firm
INTELLIGENT CROSS LLC
CRD#: 288946 / SEC#: , 8-69970
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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