Samantha N Cook
CFP®Professional Summary
Samantha N Cook, CFP®, who also goes by Samantha Nichole Chan, Samantha Nichole Chan Cook, Samantha Nichole Cook, Samantha Cook, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mount Dora, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida. Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Samantha has worked at 4 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Social Security Planning
- Estate Planning
- Investment Planning
- Retirement Planning
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Insurance Planning
Biography
I have made my career with Fidelity, a trusted brand in the financial industry, for more than 15 years and have worked with clients and families like yours. My process, business beliefs, and values are all centered around you and your loved ones to assist in working toward your investment goals. We will work together as a team to create a lifestyle that you are comfortable with throughout your retirement years.
Other Aliases
Samantha N Cook, Samantha Nichole Chan, Samantha Nichole Chan Cook, Samantha Nichole Cook, Samantha Cook
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
Education
Portland State University
Finance, Bachelor of Arts (BA)
Finance, Bachelor of Arts (BA)
2005
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Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2026 | Cover Page | Report |
| 09/24/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(11/17/2020)
(6/6/2026)
(4/23/2020)
(5/19/2023)
(1/27/2016)
(6/28/2016)
(9/10/2010)
(9/10/2010)
(9/10/2010)
(3/31/2025)
(9/10/2010)
(2/26/2019)
(1/4/2019)
(4/23/2020)
(5/19/2023)
(1/27/2016)
(9/10/2010)
(9/10/2010)
(8/27/2019)
(4/23/2020)
(8/10/2017)
(2/26/2019)
(5/3/2024)
(6/2/2025)
(9/10/2010)
(2/26/2019)
(9/10/2010)
(8/10/2017)
(9/10/2010)
(9/13/2021)
(1/11/2016)
(11/14/2019)
(9/10/2010)
(11/14/2016)
(1/27/2016)
(3/31/2025)
(3/25/2023)
(8/20/2024)
(9/10/2010)
(2/12/2021)
(3/4/2022)
(8/10/2017)
(7/24/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2007About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2012About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2012About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Samantha N Cook's CRS (Customer Relationship Summary).
Services Offered by Samantha
- Social Security Planning
- Estate Planning
- Investment Planning
- Retirement Planning
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Insurance Planning
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