Samantha N. Cook
STRATEGIC ADVISERS LLC | Financial Consultant
MOUNT DORA, FL
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CRD#: 5293379
Professional summary
Samantha N Cook, CFP®, who also goes by Samantha Nichole Chan, Samantha Nichole Chan Cook, Samantha Nichole Cook, Samantha Cook, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mount Dora, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida.
Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Samantha has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
I have made my career with Fidelity, a trusted brand in the financial industry, for more than 15 years and have worked with clients and families like yours. My process, business beliefs, and values are all centered around you and your loved ones to assist in working toward your investment goals. We will work together as a team to create a lifestyle that you are comfortable with throughout your retirement years.
Question & Answer
What are your service offerings?
Social Security Planning
Estate Planning
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Insurance Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Samantha Nichole Chan | Samantha Nichole Chan Cook | Samantha Nichole Cook | Samantha Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-101457|OrgNmn:The Villages Daily Sun|Org Addr:The Villag,Florida,US|OBA Nature:Daily Newspaper |Invst Rel:N|Title:Freelance Photographer |Duties:Take pictures at high school sporting events for The Villages High School |StrtDt:08-07-23|TotHrs/mon:12|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Samantha N Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
Portland State University
Bachelor of Arts (BA) - Finance
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1057 Lake Sumter Landing, The Villages, FL 32162RIA
CRD#: 104555
MOUNT DORA, FL
Current
September 10, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1057 Lake Sumter Landing, The Villages, FL 32162BD
CRD#: 7784
THE VILLAGES, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
THE VILLAGES, FL
Past
August 30, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
THE VILLAGES, FL
Past
January 1, 2008 - October 22, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
March 19, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2020)
RR
Arizona(4/23/2020)
RR
Arkansas(5/19/2023)
RR
California(1/27/2016)
RR
Colorado(6/28/2016)
RR
Connecticut(9/10/2010)
RR
Delaware(9/10/2010)
RR
Florida(9/10/2010)
IAR
Florida(3/31/2025)
RR
Georgia(9/10/2010)
RR
Illinois(2/26/2019)
RR
Indiana(1/4/2019)
RR
Kansas(4/23/2020)
RR
Kentucky(5/19/2023)
RR
Maine(1/27/2016)
RR
Maryland(9/10/2010)
RR
Massachusetts(9/10/2010)
RR
Michigan(8/27/2019)
RR
Minnesota(4/23/2020)
RR
Mississippi(8/10/2017)
RR
Missouri(2/26/2019)
RR
Nebraska(5/3/2024)
RR
Nevada(6/2/2025)
RR
New Hampshire(9/10/2010)
RR
New Jersey(2/26/2019)
RR
New York(9/10/2010)
RR
North Carolina(8/10/2017)
RR
Ohio(9/10/2010)
RR
Oregon(9/13/2021)
RR
Pennsylvania(1/11/2016)
RR
Rhode Island(11/14/2019)
RR
South Carolina(9/10/2010)
RR
Tennessee(11/14/2016)
RR
Texas(1/27/2016)
IAR
Texas(3/31/2025)
RR
Utah(3/25/2023)
RR
Vermont(8/20/2024)
RR
Virginia(9/10/2010)
RR
Washington(2/12/2021)
RR
West Virginia(3/4/2022)
RR
Wisconsin(8/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Mount Dora, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
