Mark R. Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Diamond was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2007. Mark had worked at 6 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
November 27, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
July 8, 2011 - October 25, 2012
AEGIS CAPITAL CORP.
August 19, 2010 - July 8, 2011
SSC NY CORP.
November 9, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
March 6, 2007 - October 8, 2009
CRESTA CAPITAL STRATEGIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/5/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
CORINTHIAN PARTNERS, L.L.C.
CRD#: 38912 / SEC#: , 8-48461
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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