Bryan R. Stark

STARK FINANCIAL ADVISERS

STANFIELD, NC

Some features on this profile are disabled

CRD#: 5293015

Professional summary

Bryan R Stark is a registered financial advisor currently at STARK FINANCIAL ADVISERS, INC. located in Stanfield, North Carolina and R.M. STARK & CO., INC. located in Lake Worth Beach, Florida.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Bryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan R Stark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2007 - Present

STARK FINANCIAL ADVISERS, INC.

RIA

CRD#: 121213

STANFIELD, NC

Current

April 4, 2007 - Present

R.M. STARK & CO., INC.

Office #1: 730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

CRD#: 7612

Lake Worth Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/4/2008)

Florida
(4/4/2007)

New York
(7/27/2017)

North Carolina
(7/3/2007)

IAR

North Carolina
(9/21/2007)

South Carolina
(4/3/2008)

Virginia
(7/27/2017)

Wisconsin
(7/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STARK FINANCIAL ADVISERS, INC.

CRD#: 121213 / SEC#: 801-112583

RIA

Registered Investment Advisory firm - (9/26/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/24/2022 Approved)

Georgia

Registered Investment Advisory firm - (5/26/2023 Approved)

North Carolina

Registered Investment Advisory firm - (6/1/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16950 U.s. Highway 441 North, Okeechobee, FL 34972

Mailing Address

Phone number

561-715-6073/863-697-8024

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 82,477,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bryan R. Stark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan R Stark's CRS (Customer Relationship Summary).

Certified licenses

Experience

STARK FINANCIAL ADVISERS, INC.

R.M. STARK & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2007

FINRA

Current Firm

STARK FINANCIAL ADVISERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STARK FINANCIAL ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors