Steven W. Plotycia
Professional summary
Steven William Plotycia is a registered financial professional currently at ALTSOURCED SOLUTIONS, LLC located in Lakewood Ranch, Florida and ANCORIS SECURITIES LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2009. Steven has worked at 9 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven William Plotycia's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2022 - Present
ALTSOURCED SOLUTIONS, LLC
Office #1: 15033 Serene Shores Loop, Lakewood Ranch, FL 34211September 11, 2023 - Present
ANCORIS SECURITIES LLC
Office #1: 515 Madison Avenue 22nd Floor, New York, NY, 10022September 13, 2023 - Present
KINGSROCK SECURITIES LLC
Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022April 12, 2024 - Present
PFAL SECURITIES, INC.
Office #1: 384 Tennessee Ave, Mill Valley, CA 94941May 18, 2021 - May 16, 2025
RAINMAKERS PARTNERS, LLC
June 27, 2017 - January 22, 2020
MARCO POLO SECURITIES INC.
December 14, 2016 - June 16, 2017
LEAGUE CAPITAL MARKETS
September 22, 2010 - December 22, 2014
STONEX FINANCIAL INC.
July 14, 2009 - December 15, 2010
PROVIDENT INTERNATIONAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/12/2024
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PFAL SECURITIES, INC.
CRD#: 324510 / SEC#: , 8-71029
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TAYLOR, VICTORIA ANN | OWNER, CEO, CHIEF COMPLIANCE OFFICER | |
| LITTLEFAIR, JAMES EDWARD | OWNER | |
| PLOTYCIA, STEVEN WILLIAM | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 5293014 |
Red Flags
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