Tara C. Trautsch
C & T FINANCIAL SERVICES GROUP | Financial Advisor
Pacific Grove, CA 93950
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CRD#: 5292832
Professional summary
Tara Christel Trautsch, CFP®, who also goes by Tara Trautsch Migdale, is a registered financial advisor currently at C & T FINANCIAL SERVICES GROUP, INC. located in Pacific Grove, California and NWF ADVISORY SERVICES INC located in Pacific Grove, California.
Tara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Tara has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Insurance Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Divorce Planning
Tax Planning
Employee and Employer Plan Ben...
Estate Planning
Business Succession Planning
Are you a "fiduciary"?
Yes
Aliases
Tara Trautsch Migdale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) C&T FINANCIAL SERVICES GROUP INC. POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/04/2008 ADDRESS: 252 Pine Ave., Ste C, Pacific Grove CA 93950, United States DESCRIPTION: Prepare Financial Plans, Investment Policy Statements, Client Communications, Normal Financial Planning Activities 2) NWF ADVISORY SERVICES POSITION: Independent Advisor Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2017 ADDRESS: 11835 W. Olympic Boulevard, Suite #1155 East, Los Angeles CA 90064, United States DESCRIPTION: Manage fee-based accounts 3) TARA TRAUTSCH POSITION: Insurance NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2007 ADDRESS: 252 Pine Ave., Ste C, Pacific Grove CA 93950 DESCRIPTION: Provide Term and Long Term Care insurance to clients, if requested and needed by them. 4) MONTEREY CREDIT UNION POSITION: Board of Director (Volunteer Position) NATURE: Community Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/17/16 ADDRESS: 501 E. Franklin Street, Monterey, CA 93940 DESCRIPTION: Standard board of director duties, none of which include handling money or writing checks. 5) ELKHORN SLOUGH FOUNDATION POSITION: Board of Director & Vice President (Volunteer Position) NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2017 ADDRESS: 1700 Elkhorn Road, Watsonville CA 95076, United States DESCRIPTION: Standard board of director duties, none of which include handling money or writing checks.
CRS (Client Relationship Summary) - RIA
Click below to view Tara Christel Trautsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
September 19, 2008 - Present
C & T FINANCIAL SERVICES GROUP, INC.
Office #1: 252 Pine Avenue, Ste C, Pacific Grove, CA 93950RIA
CRD#: 127922
Pacific Grove, CA
Current
February 14, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 252 Pine Ave. Suite C, Pacific Grove, CA 93950RIA
CRD#: 110410
Pacific Grove, CA
Current
August 12, 2008 - Present
OSAIC WEALTH, INC.
Office #1: 252 Pine Ave. Suite C, Pacific Grove, CA 93950RIA
BD
CRD#: 23131
Pacific Grove, CA
Past
October 16, 2012 - April 18, 2017
WHJR ASSOCIATES
RIA
CRD#: 113269
PACIFIC GROVE, CA
Past
June 4, 2007 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CARMEL, CA
Past
May 1, 2007 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CARMEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/17/2013)
RR
Arkansas(12/6/2017)
RR
California(8/12/2008)
IAR
California(9/19/2008)
RR
Colorado(3/2/2015)
RR
Florida(11/1/2022)
RR
Idaho(11/1/2018)
RR
Maine(1/5/2024)
RR
Nevada(7/13/2016)
RR
New York(10/26/2021)
RR
Oregon(9/2/2008)
RR
South Carolina(3/12/2013)
RR
Texas(9/2/2008)
RR
Virginia(1/5/2024)
RR
Washington(12/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Pacific Grove, CA 93950TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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