Benjamin Klieve
Professional summary
Benjamin Klieve, who also goes by Benjamin Klieve David, Benjamin David Klieve, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2007. Benjamin has worked at 6 firms and has passed the Series 63, Series 16, Series 86, SIE, Series 87, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Klieve's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789November 12, 2025 - September 1, 2026
THE BENCHMARK COMPANY, LLC
March 5, 2021 - November 5, 2025
LAKE STREET CAPITAL MARKETS, LLC
October 15, 2018 - March 1, 2021
NATIONAL SECURITIES CORPORATION
June 1, 2016 - October 19, 2018
NOBLE CAPITAL MARKETS, INC.
May 3, 2007 - September 8, 2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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