MB
Michael R. Boswell
DIGITAL OFFERING LLC
Laguna Beach, CA 92651
Some features on this profile are disabled
CRD#: 5292563
MB
Professional summary
Michael Robert Boswell is a registered financial professional currently at DIGITAL OFFERING LLC located in Laguna Beach, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62, Series 82 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Boswell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2020 - Present
DIGITAL OFFERING LLC
Office #1: 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651BD
CRD#: 166401
Laguna Beach, CA
Past
May 25, 2007 - March 13, 2020
TRIPOINT GLOBAL EQUITIES/BANQ(R)
BD
CRD#: 143174
GAITHERSBURG, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Alaska(1/6/2025)
RR
Arizona(4/9/2025)
RR
Arkansas(4/10/2025)
RR
California(7/27/2023)
RR
Colorado(3/20/2025)
RR
Connecticut(1/6/2025)
RR
Delaware(8/20/2025)
RR
District of Columbia(7/15/2025)
RR
Florida(1/6/2025)
RR
Georgia(1/6/2025)
RR
Indiana(1/13/2025)
RR
Iowa(1/9/2025)
RR
Kansas(1/6/2025)
RR
Louisiana(1/7/2025)
RR
Maine(1/7/2025)
RR
Maryland(3/23/2020)
RR
Massachusetts(7/21/2025)
RR
Michigan(1/8/2025)
RR
Minnesota(1/6/2025)
RR
Mississippi(1/22/2025)
RR
Montana(1/8/2025)
RR
Nebraska(1/7/2025)
RR
Nevada(7/16/2020)
RR
New Jersey(1/7/2025)
RR
New Mexico(1/6/2025)
RR
New York(7/27/2023)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/13/2025)
RR
Ohio(3/17/2025)
RR
Oklahoma(1/6/2025)
RR
Pennsylvania(1/6/2025)
RR
Puerto Rico(1/22/2025)
RR
Rhode Island(1/10/2025)
RR
South Dakota(1/17/2024)
RR
Tennessee(2/26/2025)
RR
Texas(1/6/2025)
RR
Utah(2/3/2025)
RR
Vermont(2/12/2025)
RR
Virgin Islands(1/14/2025)
RR
Washington(1/6/2025)
RR
West Virginia(1/13/2025)
RR
Wisconsin(1/21/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 4/29/2010
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DO
DIGITAL OFFERING LLC
DIGITAL OFFERING LLC | DIGITAL OFFERING, INC.
CRD#: 166401 / SEC#: , 8-69206
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Mailing Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Phone number
(949) 300-2240
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
