Joseph T. Morton
Professional summary
Joseph Tandy Morton, who also goes by Joe Morton, is a registered financial professional currently at HILLWORTH BANK PARTNERS located in Austin, Texas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Tandy Morton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2022 - Present
HILLWORTH BANK PARTNERS
Office #1: 3307 Northland Drive Suite 300, Austin, TX 78731Office #2: 3307 Northland Drive, Suite 300, Austin, TX 78731September 20, 2018 - January 19, 2022
MAGSTAR CAPITAL, LLC
June 9, 2012 - September 21, 2018
HOVDE GROUP, LLC
March 12, 2007 - May 30, 2007
CITI ORDER ROUTING AND EXECUTION, LLC
March 12, 2007 - May 30, 2007
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2022)
(1/31/2022)
(1/27/2022)
(3/15/2022)
(2/7/2022)
(4/26/2022)
(1/19/2022)
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(1/20/2022)
(2/7/2022)
(1/18/2022)
(1/26/2022)
(2/11/2022)
(1/14/2022)
(2/15/2022)
(1/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/9/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
HILLWORTH BANK PARTNERS
CRD#: 307454 / SEC#: , 8-70498
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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