Geoffry A. Nattans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffry Arthur Nattans, who also goes by Geoff Nattans, was a registered financial professional .
Geoffry is a previously registered financial professional and started their career in finance in 2007. Geoffry had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2013 - June 30, 2016
CHART GROUP ADVISORS, LLC
January 16, 2009 - July 22, 2011
MCLEAN SECURITIES, LLC
June 22, 2007 - October 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/13/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
CHART GROUP ADVISORS, LLC
CRD#: 118814 / SEC#: , 8-53690
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
