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JC

John F. Cary

NEXTGEN CAPITAL MARKETS
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 5291677
JC

Professional summary

John Finley Cary II is a registered financial professional currently at NEXTGEN CAPITAL MARKETS, LLC located in Atlanta, Georgia.

John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Finley Cary II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2014 - Present

NEXTGEN CAPITAL MARKETS, LLC

Office #1: 3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327Office #2: 3715 Northside Pkwy Nw, Suite 1-250, Atlanta, GA 30327
BD
CRD#: 170421
Atlanta, GA
Past

March 17, 2011 - October 25, 2012

K CAPITAL LLC

BD
CRD#: 147191
ATLANTA, GA
Past

April 18, 2007 - July 30, 2010

MCGLADREY CAPITAL MARKETS, LLC

BD
CRD#: 47639
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/13/2014)
RR
Colorado
(7/11/2025)
RR
Georgia
(11/12/2014)
RR
Louisiana
(6/30/2025)
RR
New York
(6/23/2025)
RR
Tennessee
(7/8/2025)
RR
Texas
(2/11/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/2/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NEXTGEN CAPITAL MARKETS, LLC
NEXTGEN CAPITAL MARKETS, LLC

CRD#: 170421 / SEC#: , 8-69418

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327
Mailing Address
3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327
Phone number
(678) 648-1602
Established
Georgia since 01/03/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTGEN CAPITAL, LLCSOLE MEMBER
BROWN, MICHAEL OWENFINOP / CFO / PFO / PPO1658070
CARY, JOHN FINLEY IICHIEF EXECUTIVE OFFICER / CCO5291677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXTGEN CAPITAL MARKETS, LLC

CRD#: 170421Atlanta, GA 30327

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